Arthur J. Gallagher Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Debt Collection
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

James Edward John Croft
IRN JEC01232
- CF1 Director (AR) (29 Sep 2015 to 20 Apr 2017)
James Herbert Prince
IRN JHP01083
- CF1 Director (AR) (18 Jun 2009 to 26 Mar 2013)
James Jospeh Michael Faulds
IRN JJF01026
- CF2 Non Executive Director (1 Aug 2006 to 3 Mar 2008)
James Oliver Whittingham
IRN JXW15948
- SMF18 Other Overall Responsibility (since 19 Aug 2024)
- CF1 Director (AR) (since 17 Mar 2020)
- Responsible for Insurance Distribution (16 Feb 2024 to 19 Aug 2024)
- SMF1 Chief Executive (16 Feb 2024 to 19 Aug 2024)
- SMF3 Executive Director (9 Dec 2019 to 19 Aug 2024)
- CF1 Director (23 Aug 2019 to 8 Dec 2019)
James Robert Drummond Smith
IRN JRS01090
- Director of firm who is not a certification employee or a SMF manager (11 Dec 2025 to 28 Feb 2026)
- SMF11 Chair of the Audit Committee (9 Dec 2019 to 11 Dec 2025)
- CF2 Non Executive Director (1 Jan 2014 to 8 Dec 2019)
James Roger McMillan
IRN JRM01218
- CF1 Director (AR) (8 Mar 2017 to 10 Mar 2022)
James Stephen Murray
IRN JXM00083
- [FCA CF] Manager of certification employee (since 1 Jan 2025)
- [FCA CF] Significant management (since 1 Jul 2020)
James William Collins
IRN JWC01134
- [FCA CF] Significant management (since 1 Jul 2020)
Jamie Martin Fisk
IRN JMF01194
- CF1 Director (AR) (21 Jul 2021 to 7 Apr 2023)
Jane Kershaw
IRN JXK01346
- CF4 Partner (AR) (20 Apr 2017 to 16 Aug 2018)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.