Date authorised
1 April 2013
Companies House
01988106
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051
  • Complaints Contact

    Cassini House
    57 St. James's Street
    London
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +4408000922051

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Harry Adrian Loraine Paterson

    IRN HAP01019

    • CF30 Customer (1 Nov 2007 to 31 Dec 2018)
    • CF27 Investment Management (9 Sep 2002 to 31 Oct 2007)
  • Hector Don

    IRN HXD00247

    • [FCA CF] Client dealing (since 25 Feb 2026)
  • Henry Flockhart

    IRN HXF01108

    • [FCA CF] Client dealing (since 3 Aug 2022)
  • Henry Nicholas Scroggs

    IRN HXS00238

    • [FCA CF] Client dealing (13 Jan 2022 to 20 Apr 2022)
  • Iain MacPherson

    IRN IXM00155

    • [FCA CF] Client dealing (3 Jun 2021 to 30 Aug 2024)
  • Ian Colin Spilsbury

    IRN ICS01029

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Aug 2003)
  • Ian Hamilton

    IRN IXH01139

    • CF28 Systems and controls (7 May 2013 to 6 Nov 2019)
  • Jack Earnán Holmes

    IRN JEH01260

    • [FCA CF] Manager of certification employee (since 13 Apr 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Jul 2019 to 8 Dec 2019)
  • Jacob Benjamin de Tusch-Lec

    IRN JBD01040

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (27 Feb 2006 to 31 Oct 2007)
  • Jacob Nicholas Brahms

    IRN JNB01109

    • CF30 Customer (1 Sep 2016 to 30 Sep 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.