Date authorised
1 April 2013
Companies House
OC307424
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 27
    The Shard
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402072908100
  • Complaints Contact

    Level 27
    The Shard
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402072908100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bharathi Balakrishnan

    IRN BXB07946

    • [FCA CF] Client dealing (since 2 Feb 2022)
  • Bouke Jelle Wellen

    IRN BJW01115

    • CF30 Customer (29 May 2014 to 31 Dec 2017)
  • Brian Edward Skiba

    IRN BES01025

    • CF4 Partner (11 Jul 2008 to 7 Dec 2009)
    • CF30 Customer (1 Nov 2007 to 7 Dec 2009)
    • CF23 Corporate Finance Adviser (1 Aug 2006 to 31 Oct 2007)
  • Broor Jan Friso Spahr Van Der Hoek

    IRN BJS01109

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (23 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (16 Mar 2019 to 8 Dec 2019)
  • Bruno Nehme

    IRN BFN01006

    • [FCA CF] Significant management (4 Apr 2022 to 31 Mar 2025)
    • [FCA CF] Client dealing (31 Mar 2021 to 31 Mar 2025)
    • CF30 Customer (18 Oct 2018 to 8 Dec 2019)
  • Carl Weckauf

    IRN CXW00694

    • [FCA CF] Client dealing (2 Sep 2024 to 13 Dec 2024)
  • Carlotta Conte

    IRN CXC00956

    • [FCA CF] Client dealing (since 1 May 2025)
  • Catherine Bellamy

    IRN CXB00547

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Charles Barker

    IRN CEB01113

    • [FCA CF] Client dealing (31 Mar 2021 to 22 Jun 2022)
    • CF30 Customer (21 Jan 2019 to 8 Dec 2019)
  • Charles Chang

    IRN CHC01062

    • [FCA CF] Client dealing (31 Mar 2021 to 1 Feb 2024)
    • CF30 Customer (26 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.