Charles Barker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Moelis & Company UK LLP

    FRN 516801

    • [FCA CF] Client dealing (since 8 Mar 2023)
  • Arma Partners LLP (no longer approved here)

    FRN 454270

    • [FCA CF] Client dealing (31 Mar 2021 to 22 Jun 2022)
    • CF30 Customer (21 Jan 2019 to 8 Dec 2019)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (5 Aug 2016 to 3 May 2018)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (9 Oct 2012 to 23 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.