Arlington Group Asset Management Limited

Date authorised
1 April 2013
Companies House
02359077
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Arlington Group Asset Management Ltd
    47-48 Piccadilly
    London
    Westminster
    W1J 0DT
    UNITED KINGDOM
    Phone
    +442073895010
    Web
    https://www.agam.co.uk

  • Complaints Contact

    Arlington Group Asset Management Ltd
    47-48 Piccadilly
    London
    Westminster
    W1J 0DT
    UNITED KINGDOM
    Phone
    +442073895010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • George Holmes Davis Jr

    IRN GHD01013

    • CF2 Non Executive Director (AR) (8 Mar 2016 to 11 Oct 2024)
  • Gregory Neil David Thain

    IRN GNT01020

    • CF30 Customer (24 Jan 2017 to 26 Mar 2018)
    • CF1 Director (AR) (24 Jan 2017 to 26 Mar 2018)
  • James Anthony Eginton

    IRN JAE01097

    • CF1 Director (AR) (8 Aug 2018 to 2 Sep 2019)
    • CF30 Customer (8 Aug 2018 to 2 Sep 2019)
  • James De Vaux Brillantes Guiang

    IRN JDG01035

    • CF27 Investment Management (1 Dec 2001 to 25 May 2005)
  • James Digby Ronald Strauss

    IRN JDS01074

    • CF1 Director (AR) (12 Nov 2010 to 23 Aug 2012)
    • CF4 Partner (AR) (14 May 2010 to 18 Nov 2010)
    • CF30 Customer (14 May 2010 to 23 Aug 2012)
  • James Jenkinson

    IRN JXJ00370

    • [FCA CF] Client dealing (since 12 Sep 2024)
  • James Turk

    IRN JXT01151

    • CF2 Non Executive Director (1 Dec 2001 to 31 Jul 2004)
  • Jan-Peter Idel

    IRN JXI01075

    • CF30 Customer (28 Jul 2017 to 15 Oct 2018)
  • Jennifer Lynn Wick

    IRN JLW01090

    • CF1 Director (AR) (1 Mar 2017 to 30 Sep 2025)
    • CF30 Customer (1 Mar 2017 to 30 Sep 2025)
  • Jeremy James Westhead

    IRN JJW01074

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF8 Apportionment and Oversight (22 Sep 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (29 Jun 2006 to 31 Dec 2008)
    • CF10 Compliance Oversight (4 Apr 2006 to 31 Dec 2008)
    • CF1 Director (4 Apr 2006 to 31 Dec 2008)
    • CF21 Investment Adviser (4 Apr 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (4 Apr 2006 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.