Arlington Group Asset Management Limited

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FRN: 172337
Date authorised: 1 April 2013
Companies House: 02359077
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Arlington Group Asset Management Ltd

47-48 Piccadilly

London

Westminster

W1J 0DT

UNITED KINGDOM

Phone

+442073895010

Web

https://www.agam.co.uk
Complaints Contact

Arlington Group Asset Management Ltd

47-48 Piccadilly

London

Westminster

W1J 0DT

UNITED KINGDOM

Phone

+442073895010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Toby Anthony Lavery Strauss
IRN TAS01097
- CF1 Director (AR) (18 Nov 2010 to 23 Aug 2012)
- CF4 Partner (AR) (4 Jun 2010 to 18 Nov 2010)
Tony William Tornquist
IRN TWT01009
- CF2 Non Executive Director (23 May 2018 to 8 Nov 2018)
Verne Hamlin Grinstead
IRN VHG01002
- CF30 Customer (31 May 2017 to 28 Mar 2019)
- CF4 Partner (AR) (31 May 2017 to 28 Mar 2019)
Veronica Bateman
IRN VXB01049
- CF4 Partner (AR) (26 Nov 2019 to 22 Mar 2023)
- CF30 Customer (26 Nov 2019 to 22 Mar 2023)
Wolfram Kurt Hans Raymer
IRN WKR01003
- CF1 Director (AR) (16 May 2013 to 12 Jan 2018)
- CF30 Customer (16 May 2013 to 12 Jan 2018)
michael julian frayne
IRN MJF01303
- CF1 Director (AR) (14 Apr 2015 to 14 Jan 2019)
- CF30 Customer (14 Apr 2015 to 14 Jan 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Turfmoor Consulting Limited (no longer appointed)
FRN 836315 · Appointed 13 Mar 2019 · Until 2 Sep 2019
Glafka Capital Ltd (no longer appointed)
FRN 826726 · Appointed 22 Nov 2018 · Until 5 Dec 2018 · Tied agent
Tribeca Investment Partners (UK) Limited (no longer appointed)
FRN 815358 · Appointed 2 Aug 2018 · Until 2 Sep 2019
SF Partners Limited (no longer appointed)
FRN 791957 · Appointed 19 Oct 2017 · Until 27 Sep 2019
Valmis Partners Limited (no longer appointed)
FRN 786970 · Appointed 17 Aug 2017 · Until 13 Oct 2017
Bowline Capital Partners LLP (no longer appointed)
FRN 784767 · Appointed 21 Jul 2017 · Until 15 Oct 2018
First Alpha Energy Capital LLP (no longer appointed)
FRN 779851 · Appointed 25 May 2017 · Until 28 Mar 2019
Alterra Capital Advisors Limited (no longer appointed)
FRN 447291 · Appointed 28 Feb 2017 · Until 30 Sep 2025 · Tied agent
SGM Advisors UK Limited (no longer appointed)
FRN 772269 · Appointed 22 Feb 2017 · Until 1 Oct 2025 · Tied agent
TWND Capital Ltd (no longer appointed)
FRN 769134 · Appointed 11 Jan 2017 · Until 26 Mar 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.