Veronica Bateman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AKSIA EUROPE LIMITED
FRN 503723
- [FCA CF] Client dealing (since 14 Dec 2022)
Arlington Group Asset Management Limited (no longer approved here)
FRN 172337
- CF30 Customer (26 Nov 2019 to 22 Mar 2023)
- CF4 Partner (AR) (26 Nov 2019 to 22 Mar 2023)
TALBOT LEYBORNE PARTNERS LLP (no longer approved here)
FRN 790274
- Employed By (5 Oct 2017 to 21 Nov 2019)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (10 Mar 2011 to 28 Jun 2013)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (1 Nov 2007 to 10 Dec 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.