Arlingclose Limited

• Principal Place of Business

  Arlingclose Limited

  The Clement Rooms

  217 Strand

  London

  WC2R 1AT

  UNITED KINGDOM

  Phone

  +447702788303

  Web

  https://www.arlingclose.com

• Complaints Contact

  Arlingclose Limited

  The Clement Rooms

  217 Strand

  London

  WC2R 1AT

  UNITED KINGDOM

  Phone

  +447702788303

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Arthur Blake

  IRN DAB01155

  • SMF3 Executive Director (since 12 May 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (18 Feb 2011 to 8 Dec 2019)
• Donna Malita Gubbins

  IRN DMG01124

  • CF30 Customer (23 Feb 2010 to 30 Jul 2010)
• Elliot James McILrath

  IRN EJM01130

  • CF30 Customer (21 Feb 2014 to 12 Dec 2014)
• George Andrew Georgiou

  IRN GAG01053

  • CF1 Director (23 Feb 2005 to 1 Oct 2005)
• Gregory Oliver Readings

  IRN GOR01004

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (4 Mar 2010 to 8 Dec 2019)
• Henry Mitchell Johnston

  IRN HXJ12380

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Nov 2022)
  • CF30 Customer (8 Mar 2019 to 8 Dec 2019)
• Joseph Scott-Soane

  IRN JXS00660

  • [FCA CF] Client dealing (since 3 Feb 2020)
• Julian Thomas Webb

  IRN JXW02267

  • [FCA CF] Client dealing (since 17 Jul 2025)
• Laura May Fallon

  IRN LXW01355

  • SMF16 Compliance Oversight (since 15 May 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (27 Jan 2014 to 8 Dec 2019)
• Mark Andrew Horsfield

  IRN MAH01179

  • SMF9 Chair of the Governing Body (4 Mar 2020 to 30 Jun 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 17 Dec 2020)
  • SMF3 Executive Director (9 Dec 2019 to 17 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (23 Feb 2005 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (23 Feb 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (23 Feb 2005 to 31 Oct 2007)
  • CF3 Chief Executive (23 Feb 2005 to 8 Dec 2019)

No changes recorded yet.