Arkios Limited

Date authorised
1 April 2013
Companies House
04249657
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Hay Hill
    Mayfair
    London
    W1J 8NR
    UNITED KINGDOM
    Phone
    +4407515409130
    Web
    https://www.arkios.co.uk

  • Complaints Contact

    12 Hay Hill
    Mayfair
    London
    W1J 8NR
    UNITED KINGDOM
    Phone
    +4407515409130

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Charles Marrable Bryant

    IRN RCB01086

    • CF10 Compliance Oversight (22 Feb 2002 to 31 Dec 2004)
    • CF11 Money Laundering Reporting (22 Feb 2002 to 31 Dec 2004)
    • CF23 Corporate Finance Adviser (22 Feb 2002 to 31 Dec 2004)
    • CF1 Director (22 Feb 2002 to 31 Dec 2004)
  • Ruth Elizabeth Margaret Johnstone

    IRN RXB01318

    • CF30 Customer (1 Nov 2007 to 16 Jun 2008)
    • CF1 Director (AR) (1 Jun 2004 to 16 Jun 2008)
    • CF23 Corporate Finance Adviser (1 Jun 2004 to 31 Oct 2007)
  • Sebastiano Stefano Ledda

    IRN SXL00193

    • [FCA CF] Significant management (since 12 Feb 2021)
  • Simon Andrew Robinson

    IRN SAR01085

    • CF30 Customer (2 Sep 2014 to 10 Aug 2017)
  • Simon Jeffrey Abel

    IRN SJA01104

    • CF30 Customer (1 Nov 2007 to 16 Jun 2008)
    • CF28 Systems and controls (1 Nov 2007 to 16 Jun 2008)
    • CF13 Finance (2 Feb 2005 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (22 Feb 2002 to 31 Oct 2007)
    • CF1 Director (22 Feb 2002 to 16 Jun 2008)
  • Tarik Charles Wildman

    IRN TXW01155

    • CF30 Customer (1 Nov 2007 to 27 Nov 2008)
    • CF26 Customer Trading (9 Sep 2002 to 31 Oct 2007)
  • Thomas David Stephen McClelland

    IRN TXM16956

    • CF1 Director (AR) (6 Jul 2019 to 30 Nov 2020)
  • William Edward Philip Plane

    IRN WEP01004

    • CF30 Customer (1 Nov 2007 to 16 Jun 2008)
    • CF23 Corporate Finance Adviser (14 Oct 2005 to 31 Oct 2007)
    • CF3 Chief Executive (AR) (14 Oct 2005 to 16 Jun 2008)
    • CF1 Director (AR) (14 Oct 2005 to 16 Jun 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.