ARK Syndicate Management Limited

Date authorised
1 April 2013
Companies House
05887810
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ark Syndicate Management Limited
    11th Floor
    40 Leadenhall Street
    London
    City Of London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +4402030234020
    Web
    https://www.arkunderwriting.com

  • Complaints Contact

    Ark Syndicate Management Limited
    11th Floor
    40 Leadenhall Street
    London
    EC3M 5AD
    UNITED KINGDOM
    Phone
    +442030234035

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Brothers

    IRN NXB01900

    • SMF16 Compliance Oversight (since 14 Mar 2019)
    • SMF4 Chief Risk (since 10 Dec 2018)
    • [FCA CF] Material risk taker (since 10 Dec 2018)
    • [PRA CF] Key function holder (since 10 Dec 2018)
    • SMF5 Head of Internal Audit (10 Dec 2018 to 13 Mar 2019)
    • SIMF4 Chief Risk Function (15 Nov 2016 to 9 Dec 2018)
    • SIMF5 Head of Internal Audit Function (12 May 2016 to 9 Dec 2018)
  • Neil Fox

    IRN NXF44759

    • SMF3 Executive Director (since 30 Mar 2022)
    • [FCA CF] Material risk taker (since 10 Dec 2018)
  • Neil Potter

    IRN NXP00327

    • [FCA CF] Material risk taker (since 1 Nov 2022)
  • Neil Smith

    IRN NMS01029

    • SMF24 Chief Operations (since 25 Nov 2019)
    • [FCA CF] Material risk taker (since 10 Dec 2018)
    • SMF2 Chief Finance (since 10 Dec 2018)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (14 Mar 2007 to 6 Mar 2016)
  • Nicholas Kershaw Bonnar

    IRN NKB01010

    • SMF23 Chief Underwriting Officer (since 10 Dec 2018)
    • [FCA CF] Manager of certification employee (since 10 Dec 2018)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (14 Mar 2007 to 6 Mar 2016)
  • Patrick Whitehead

    IRN PXW44773

    • [FCA CF] Material risk taker (10 Dec 2018 to 1 Jan 2025)
  • Paul Charles Felix Caprez

    IRN PCC00014

    • CF1 Director (1 Nov 2008 to 30 Nov 2009)
  • Paul Dawson

    IRN PWD01013

    • SMF1 Chief Executive (since 19 Feb 2020)
    • [FCA CF] Manager of certification employee (since 10 Dec 2018)
  • Paul Ivimy

    IRN PXI00052

    • [PRA CF] Key function holder (since 1 Apr 2025)
    • [FCA CF] Material risk taker (since 1 Apr 2025)
  • Peter McIntosh

    IRN PXM01889

    • [PRA CF] Key function holder (since 10 Dec 2018)
    • [FCA CF] Material risk taker (since 10 Dec 2018)
    • SMF3 Executive Director (since 10 Dec 2018)
    • CF1 Director (20 Mar 2013 to 9 Dec 2018)
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Recent activity

Updates to this firm's record on the FCA register.

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