Neil Brothers

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Accident & Health Underwriting Limited

    FRN 305803

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (3 Oct 2016 to 8 Dec 2019)
  • ARK Syndicate Management Limited

    FRN 461952

    • SMF16 Compliance Oversight (since 14 Mar 2019)
    • [PRA CF] Key function holder (since 10 Dec 2018)
    • SMF4 Chief Risk (since 10 Dec 2018)
    • [FCA CF] Material risk taker (since 10 Dec 2018)
    • SMF5 Head of Internal Audit (10 Dec 2018 to 13 Mar 2019)
    • SIMF4 Chief Risk Function (15 Nov 2016 to 9 Dec 2018)
    • SIMF5 Head of Internal Audit Function (12 May 2016 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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