Argentex LLP

• Principal Place of Business

  Daniel Conway, Anthony Wright and David Hudson of FRP Advisory Trading Limited

  110 Cannon Street

  London

  EC4N 6EU

  UNITED KINGDOM

• Complaints Contact

  Daniel Conway, Anthony Wright and David Hudson of FRP Advisory Trading Limited

  110 Cannon Street

  London

  EC4N 6EU

  UNITED KINGDOM

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Henry John Beckwith

  IRN HJB01056

  • SMF27 Partner (9 Dec 2019 to 11 Dec 2019)
  • CF4 Partner (4 Jan 2018 to 8 Dec 2019)
• Ivo Cunningham

  IRN IXC00171

  • [FCA CF] Client dealing (1 Nov 2023 to 24 Jul 2025)
• Jack Anthony Georgeson

  IRN JAG01299

  • [FCA CF] Client dealing (7 Dec 2020 to 30 Apr 2021)
  • CF30 Customer (4 Jan 2018 to 8 Dec 2019)
• James Maurice Wray

  IRN JXW00060

  • [FCA CF] Significant management (7 Dec 2020 to 14 Aug 2023)
  • [FCA CF] Client dealing (7 Dec 2020 to 14 Aug 2023)
• James Ormonde

  IRN JXO00263

  • SMF27 Partner (4 Mar 2024 to 25 Apr 2025)
  • [FCA CF] Significant management (26 Oct 2023 to 25 Apr 2025)
  • [FCA CF] Manager of certification employee (26 Oct 2023 to 25 Apr 2025)
• Jeremy Bright

  IRN JXB01223

  • [FCA CF] Client dealing (9 Nov 2022 to 19 Jun 2025)
• Joanne Thomson Stent

  IRN JXS00417

  • SMF27 Partner (27 Apr 2021 to 8 Nov 2023)
• John Douglas Goldie

  IRN JDG01094

  • [FCA CF] Client dealing (7 Dec 2020 to 12 Jul 2022)
  • CF30 Customer (4 Jan 2018 to 8 Dec 2019)
• Jonathan Giannasi

  IRN JXG00518

  • [FCA CF] Significant management (19 Apr 2022 to 16 Dec 2024)
• Jonathan Goss

  IRN JXG00035

  • [FCA CF] Client dealing (7 Dec 2020 to 31 Aug 2021)

No changes recorded yet.