Argentex LLP

• Principal Place of Business

  Daniel Conway, Anthony Wright and David Hudson of FRP Advisory Trading Limited

  110 Cannon Street

  London

  EC4N 6EU

  UNITED KINGDOM

• Complaints Contact

  Daniel Conway, Anthony Wright and David Hudson of FRP Advisory Trading Limited

  110 Cannon Street

  London

  EC4N 6EU

  UNITED KINGDOM

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Daniel Ross

  IRN DXR01957

  • SMF27 Partner (5 Feb 2024 to 25 Apr 2025)
  • [FCA CF] Significant management (1 Nov 2023 to 25 Apr 2025)
  • [FCA CF] Manager of certification employee (1 Nov 2023 to 25 Apr 2025)
• Daniel William Merrick

  IRN DXM00253

  • [FCA CF] Significant management (7 Dec 2020 to 1 Jul 2022)
  • [FCA CF] Client dealing (7 Dec 2020 to 1 Jul 2022)
• Danielle Gontier

  IRN DXG00437

  • [FCA CF] Significant management (3 Jan 2023 to 17 Apr 2023)
• David Christie

  IRN DXC00520

  • SMF27 Partner (11 May 2022 to 31 May 2024)
• David Denison Winney

  IRN DDW01019

  • SMF17 Money Laundering Reporting Officer (MLRO) (27 Sep 2022 to 26 Jun 2025)
  • SMF27 Partner (27 Sep 2022 to 26 Jun 2025)
  • SMF16 Compliance Oversight (27 Sep 2022 to 26 Jun 2025)
  • [FCA CF] Significant management (1 May 2022 to 27 Jun 2025)
  • [FCA CF] Manager of certification employee (1 May 2022 to 27 Jun 2025)
• David Jonathan Blake

  IRN DXB79379

  • [FCA CF] Significant management (18 Aug 2023 to 12 Sep 2025)
• Francesca Taylor

  IRN FXT00051

  • [FCA CF] Significant management (25 May 2022 to 31 Jul 2022)
• Gareth Germain

  IRN GXG00211

  • [FCA CF] Significant management (12 Sep 2022 to 12 Sep 2025)
• Guy Richard Giles Rudolph

  IRN GXR00303

  • SMF27 Partner (since 9 Jul 2024)
• Harry Alexander Adams

  IRN HAA01074

  • SMF27 Partner (9 Dec 2019 to 26 Oct 2023)
  • CF30 Customer (4 Jan 2018 to 8 Dec 2019)
  • CF4 Partner (4 Jan 2018 to 8 Dec 2019)

No changes recorded yet.