Date authorised
22 July 2014
Companies House
08708339
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 New Burlington Street
    Westminster
    London
    W1S 3BE
    UNITED KINGDOM
    Phone
    +4402074346400
  • Complaints Contact

    10 New Burlington Street
    Westminster
    London
    W1S 3BE
    UNITED KINGDOM
    Phone
    +4402074346400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Hatcher

    IRN MXH00496

    • [FCA CF] Client dealing (31 Mar 2024 to 4 Aug 2025)
  • Marshall Hayes

    IRN MXH01119

    • [FCA CF] Client dealing (since 21 Nov 2023)
    • [FCA CF] Material risk taker (since 21 Nov 2023)
  • Mathilde Lobry

    IRN MXL00486

    • [FCA CF] Client dealing (22 Nov 2022 to 4 Aug 2025)
  • Matt Theodorakis

    IRN MXT00201

    • [FCA CF] Client dealing (since 4 Aug 2025)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
  • Michael Christopher Dennis

    IRN MCD01085

    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • CF30 Customer (22 Jul 2014 to 8 Dec 2019)
  • Michael Daniel Weiner

    IRN MDW01128

    • SMF3 Executive Director (9 Dec 2019 to 21 Jan 2021)
    • CF1 Director (22 Jul 2014 to 8 Dec 2019)
  • Michael Paul Jenkinson

    IRN JXM02818

    • [FCA CF] Client dealing (31 Mar 2024 to 4 Aug 2025)
  • Michael Robin Wilkinson

    IRN MRW01075

    • CF11 Money Laundering Reporting (22 Jul 2014 to 28 Oct 2014)
    • CF10 Compliance Oversight (22 Jul 2014 to 28 Oct 2014)
  • Miriam Goldsmith Krieger

    IRN MXK12109

    • SMF3 Executive Director (20 Dec 2019 to 1 Apr 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Feb 2024)
    • CF11 Money Laundering Reporting (20 May 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 May 2019 to 8 Dec 2019)
  • Naseem Sera Sagati Aghili

    IRN NXS00041

    • SMF3 Executive Director (8 Jan 2021 to 11 Jan 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.