Ares Management Limited

• Principal Place of Business

  Ares Management Ltd

  10 New Burlington Street

  London

  Westminster

  W1S 3BE

  UNITED KINGDOM

  Phone

  +442074346400

  Web

  https://www.aresmgmt.com

• Complaints Contact

  Ares Management Ltd

  10 New Burlington Street

  London

  Westminster

  W1S 3BE

  UNITED KINGDOM

  Phone

  +442074346400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Tyrone Nadaud Cooney

  IRN TXC01351

  • [FCA CF] Client dealing (since 4 Aug 2025)
  • [FCA CF] Material risk taker (since 31 Mar 2021)
  • CF30 Customer (1 Jun 2009 to 8 Dec 2019)
• Ujjaval Yogesh Desai

  IRN UXD01005

  • CF1 Director (23 May 2014 to 30 Sep 2017)
  • CF29 Significant management (1 Nov 2011 to 30 Sep 2017)
  • CF30 Customer (1 Nov 2011 to 30 Sep 2017)
• Urs Gropl

  IRN UXG00005

  • [FCA CF] Client dealing (22 Aug 2025 to 13 Mar 2026)
• Valerie BernadetteSolange Ryan

  IRN VBR01001

  • CF30 Customer (24 Jan 2013 to 30 Jun 2014)
• Valerie Lunt

  IRN VXL00073

  • [FCA CF] Client dealing (since 22 Aug 2025)
• Vincent Christophe Le Roux

  IRN VCL01012

  • CF30 Customer (11 Nov 2011 to 20 Jul 2012)
• William David Grout

  IRN WDG01011

  • [FCA CF] Client dealing (since 31 Mar 2021)
  • CF30 Customer (26 Oct 2011 to 8 Dec 2019)
• William Gowanloch Westbrook

  IRN WGW01014

  • [FCA CF] Client dealing (31 Mar 2021 to 30 Sep 2022)
  • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
• William Kenneth Twemlow

  IRN WKT00005

  • [FCA CF] Client dealing (since 22 Nov 2022)
• William Stephen Benjamin

  IRN WSB01015

  • [FCA CF] Client dealing (since 4 Aug 2025)
  • [FCA CF] Material risk taker (since 31 Mar 2024)
  • SMF3 Executive Director (9 Dec 2019 to 29 Jul 2024)
  • CF1 Director (22 May 2014 to 8 Dec 2019)
  • CF29 Significant management (2 Jul 2013 to 8 Dec 2019)
  • CF30 Customer (2 Jul 2013 to 8 Dec 2019)

No changes recorded yet.