ARDIAN INVESTMENT UK LIMITED

• Principal Place of Business

  1 Grafton St

  London

  W1S 4FE

  UNITED KINGDOM

  Phone

  +442071544312

  Web

  https://www.ardian.com

• Complaints Contact

  1 Grafton Street

  London

  Westminster

  W1S 4FE

  UNITED KINGDOM

  Phone

  +442071544312

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sara Huang

  IRN SXH01223

  • [FCA CF] Significant management (since 1 Jul 2025)
  • [FCA CF] Material risk taker (since 1 Jul 2025)
  • [FCA CF] Client dealing (since 12 Nov 2024)
  • [FCA CF] Significant management (29 Aug 2024 to 30 Aug 2024)
  • [FCA CF] Client dealing (29 Aug 2024 to 30 Aug 2024)
  • [FCA CF] Material risk taker (29 Aug 2024 to 30 Aug 2024)
• Sebastien Bowen

  IRN SXB02086

  • CF30 Customer (1 Nov 2007 to 24 Jun 2010)
  • CF27 Investment Management (8 Mar 2007 to 31 Oct 2007)
• Simo Selim Santavirta

  IRN SXS07304

  • SMF3 Executive Director (since 13 Feb 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2021)
  • CF30 Customer (25 Oct 2018 to 8 Dec 2019)
• Simon William Lyall-Cottle

  IRN SWC01052

  • CF30 Customer (29 Sep 2015 to 23 Nov 2018)
• Sonal Thakrar

  IRN SXT00265

  • [FCA CF] Significant management (since 17 Mar 2021)
• Stefano Antonio Mion

  IRN SXM01536

  • CF30 Customer (29 Nov 2010 to 2 Jul 2014)
  • CF1 Director (29 Nov 2010 to 2 Jul 2014)
  • CF3 Chief Executive (29 Nov 2010 to 2 Jul 2014)
• Stephan Matthias Illenberger

  IRN SMI01012

  • CF30 Customer (18 Mar 2011 to 15 Apr 2015)
  • CF2 Non Executive Director (8 Mar 2007 to 10 Apr 2014)
• Stuart David Hawkins

  IRN SDH01102

  • [FCA CF] Material risk taker (since 12 Apr 2021)
  • [FCA CF] Significant management (since 12 Apr 2021)
  • [FCA CF] Client dealing (since 16 Mar 2021)
  • CF30 Customer (13 Dec 2018 to 8 Dec 2019)
• Tami Chia-Ling Chuang

  IRN TCC01035

  • [FCA CF] Significant management (30 Jan 2023 to 26 Apr 2024)
• Tatjana Van Vloten

  IRN TXK01249

  • CF30 Customer (3 Jan 2008 to 29 Jul 2008)

• i2i Partners Limited (no longer appointed)

  FRN 547678 · Appointed 30 Oct 2014 · Until 13 Feb 2017

• Camdor Global Limited (no longer appointed)

  FRN 652374 · Appointed 29 Oct 2014 · Until 13 Feb 2017

No changes recorded yet.