ARDIAN INVESTMENT UK LIMITED

• Principal Place of Business

  1 Grafton St

  London

  W1S 4FE

  UNITED KINGDOM

  Phone

  +442071544312

  Web

  https://www.ardian.com

• Complaints Contact

  1 Grafton Street

  London

  Westminster

  W1S 4FE

  UNITED KINGDOM

  Phone

  +442071544312

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Tobias Stefan Gewolker

  IRN TSG01008

  • CF30 Customer (15 Apr 2014 to 3 Jul 2016)
• Vincent Joly

  IRN VXJ00055

  • [FCA CF] Material risk taker (since 5 Jun 2023)
  • [FCA CF] Significant management (5 Jun 2023 to 31 Dec 2025)
• Vincent Pierre Gombault

  IRN VPG01003

  • SMF3 Executive Director (9 Dec 2019 to 23 Dec 2020)
  • CF1 Director (1 May 2014 to 8 Dec 2019)
  • CF30 Customer (15 Mar 2011 to 8 Dec 2019)
  • CF2 Non Executive Director (8 Mar 2007 to 26 Apr 2014)
• Vladimir Alexandre Colas

  IRN VAC01029

  • SMF3 Executive Director (since 22 Sep 2021)
  • [FCA CF] Manager of certification employee (29 Mar 2021 to 22 Sep 2021)
  • [FCA CF] Significant management (29 Mar 2021 to 22 Sep 2021)
  • [FCA CF] Material risk taker (29 Mar 2021 to 22 Sep 2021)
  • [FCA CF] Client dealing (29 Mar 2021 to 22 Sep 2021)
  • CF30 Customer (7 Jan 2015 to 8 Dec 2019)
• Wilfred Thomas Small III

  IRN WXS00086

  • [FCA CF] Material risk taker (since 28 May 2021)
  • [FCA CF] Client dealing (28 May 2021 to 31 Dec 2025)
  • [FCA CF] Significant management (28 May 2021 to 31 Dec 2025)
• William Briggs

  IRN WXB01249

  • [FCA CF] Client dealing (since 7 Jun 2022)

• i2i Partners Limited (no longer appointed)

  FRN 547678 · Appointed 30 Oct 2014 · Until 13 Feb 2017

• Camdor Global Limited (no longer appointed)

  FRN 652374 · Appointed 29 Oct 2014 · Until 13 Feb 2017

No changes recorded yet.