Date authorised
1 April 2013
Companies House
03357626
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10-11 Park Place
    London
    SW1A 1LP
    UNITED KINGDOM
    Phone
    +442074942110
  • Complaints Contact

    10-11 Park Place
    London
    SW1A 1LP
    UNITED KINGDOM
    Phone
    +4402074942110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Romain Gaston Michel Bouche

    IRN RGB01148

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Apr 2025)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
    • CF1 Director (28 Nov 2017 to 8 Dec 2019)
    • CF2 Non Executive Director (4 Oct 2016 to 15 Nov 2017)
  • Timothy John Griggs

    IRN TJG01079

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF21 Investment Adviser (4 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Mar 2005 to 4 Oct 2006)
  • Zachary Scott Elfman

    IRN ZSE01000

    • CF30 Customer (1 Dec 2008 to 9 Apr 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.