Timothy John Griggs

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bluetower Associates LLP

    FRN 609321

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (2 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (2 Apr 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Apr 2014 to 19 Jun 2018)
    • CF11 Money Laundering Reporting (2 Apr 2014 to 8 Dec 2019)
  • ARCIS Capital Limited (no longer approved here)

    FRN 191291

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF21 Investment Adviser (4 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Mar 2005 to 4 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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