Date authorised
1 April 2013
Companies House
06948515
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    10 Fenchurch Avenue
    London
    City of London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402070821955
  • Complaints Contact

    4th Floor
    10 Fenchurch Avenue
    London
    City Of London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402070821955

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Laura Brahams

    IRN LXB00710

    • [FCA CF] Significant management (since 25 Jul 2024)
  • Lloyd Anthony Joseph Howson

    IRN LXH01324

    • CF28 Systems and controls (11 Aug 2015 to 6 Mar 2016)
  • Lloyd King

    IRN LXK00250

    • [FCA CF] Significant management (since 7 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2024 to 7 Mar 2025)
  • Louis Georg de Normanville Tucker

    IRN LGT01013

    • [PRA CF] Significant risk taker or Material risk taker (29 Nov 2019 to 30 Sep 2025)
    • SMF3 Executive Director (10 Dec 2018 to 1 May 2020)
    • CF1 Director (8 Nov 2018 to 9 Dec 2018)
  • Marcella McLean

    IRN MXM43457

    • [FCA CF] Significant management (since 7 Mar 2025)
    • [PRA CF] Key function holder (5 Aug 2020 to 7 Mar 2025)
  • Margaret Munns

    IRN MXM04591

    • [PRA CF] Significant risk taker or Material risk taker (since 30 Apr 2025)
  • Marie Biggas

    IRN MXB43537

    • [PRA CF] Significant risk taker or Material risk taker (5 Aug 2020 to 17 Jun 2022)
  • Marie Penberthy

    IRN MXP00806

    • SMF2 Chief Finance (since 4 Oct 2024)
  • Mark John Harrington

    IRN MJH01244

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 29 Nov 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • Responsible for Insurance Mediation (15 Nov 2012 to 13 Sep 2018)
    • CF1 Director (AR) (25 Feb 2011 to 29 Nov 2019)
    • CF1 Director (8 Dec 2010 to 6 Mar 2016)
  • Mark Keith Rowe

    IRN MKR01017

    • SMF16 Compliance Oversight (24 May 2021 to 27 Sep 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.