Date authorised
1 April 2013
Companies House
06948515
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    10 Fenchurch Avenue
    London
    City of London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402070821955
  • Complaints Contact

    4th Floor
    10 Fenchurch Avenue
    London
    City Of London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402070821955

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colin Richard Cunningham

    IRN CRC01115

    • SIMF2 Chief Finance Function (7 Mar 2016 to 29 Mar 2017)
    • CF1 Director (AR) (4 Aug 2011 to 30 Mar 2017)
    • CF1 Director (8 Dec 2010 to 6 Mar 2016)
  • David Edward Reeves

    IRN DER01026

    • SIMF1 Chief Executive Function (7 Mar 2016 to 24 Aug 2016)
    • CF1 Director (AR) (24 Feb 2011 to 19 Feb 2014)
    • CF1 Director (8 Dec 2010 to 25 Sep 2013)
    • CF3 Chief Executive (8 Dec 2010 to 25 Sep 2013)
    • CF8 Apportionment and Oversight (8 Dec 2010 to 25 Sep 2013)
  • David George Russell

    IRN DGR01072

    • CF1 Director (AR) (24 Feb 2011 to 31 Oct 2012)
    • Responsible for Insurance Mediation (8 Dec 2010 to 31 Oct 2012)
    • CF1 Director (8 Dec 2010 to 31 Oct 2012)
    • CF10 Compliance Oversight (8 Dec 2010 to 31 Oct 2012)
    • CF11 Money Laundering Reporting (8 Dec 2010 to 31 Oct 2012)
  • David Longley

    IRN DXL00491

    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2025)
    • [FCA CF] Material risk taker (19 Jun 2024 to 7 Mar 2025)
  • David Maher

    IRN DXM01188

    • [FCA CF] Significant management (30 Apr 2025 to 30 Jan 2026)
  • David Miles Booth

    IRN DMB01085

    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 28 Nov 2025)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (4 Aug 2014 to 6 Mar 2016)
    • CF29 Significant management (15 Jan 2014 to 23 Jul 2015)
  • David Mulholland

    IRN DXM43378

    • [PRA CF] Significant risk taker or Material risk taker (5 Aug 2020 to 7 Mar 2025)
  • Dennis Brand

    IRN DXB01967

    • SMF24 Chief Operations (17 Apr 2020 to 1 Jul 2021)
  • Dennis Matthews

    IRN DXM43596

    • [PRA CF] Significant risk taker or Material risk taker (5 Aug 2020 to 5 Apr 2024)
  • Diana Darrell

    IRN DXD43417

    • [PRA CF] Significant risk taker or Material risk taker (5 Aug 2020 to 7 Mar 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.