Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (10 Dec 2018 to 31 Mar 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2019)
- CF1 Director (13 Apr 2017 to 9 Dec 2018)
- SIMF2 Chief Finance Function (7 Mar 2016 to 13 Apr 2017)
- CF10 Compliance Oversight (27 Mar 2014 to 15 Dec 2015)
- Responsible for Insurance Mediation (27 Mar 2014 to 30 Sep 2018)
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- CF1 Director (AR) (24 Feb 2011 to 31 Oct 2012)
- Responsible for Insurance Mediation (8 Dec 2010 to 31 Oct 2012)
- CF11 Money Laundering Reporting (8 Dec 2010 to 31 Oct 2012)
- CF10 Compliance Oversight (8 Dec 2010 to 31 Oct 2012)
- CF1 Director (8 Dec 2010 to 31 Oct 2012)
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- Employed By (24 Feb 2011 to 31 Oct 2012)
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- CF29 Significant management (24 Aug 2009 to 1 Jan 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.