Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Allied World Managing Agency Limited (no longer approved here)

    FRN 604516

    • SMF3 Executive Director (10 Dec 2018 to 31 Mar 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2019)
    • CF1 Director (13 Apr 2017 to 9 Dec 2018)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 13 Apr 2017)
    • CF10 Compliance Oversight (27 Mar 2014 to 15 Dec 2015)
    • Responsible for Insurance Mediation (27 Mar 2014 to 30 Sep 2018)
  • Arch Managing Agency Limited (no longer approved here)

    FRN 526140

    • CF1 Director (AR) (24 Feb 2011 to 31 Oct 2012)
    • Responsible for Insurance Mediation (8 Dec 2010 to 31 Oct 2012)
    • CF11 Money Laundering Reporting (8 Dec 2010 to 31 Oct 2012)
    • CF10 Compliance Oversight (8 Dec 2010 to 31 Oct 2012)
    • CF1 Director (8 Dec 2010 to 31 Oct 2012)
  • Barbican Underwriting Limited (no longer approved here)

    FRN 537433

    • Employed By (24 Feb 2011 to 31 Oct 2012)
  • Asta Managing Agency Ltd (no longer approved here)

    FRN 204897

    • CF29 Significant management (24 Aug 2009 to 1 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

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