Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Trinity QuayBristolBS2 0GRUNITED KINGDOM- Phone
- +441179171680
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Complaints Contact
Unit 4A Greenway CourtBedwasCaerphillyCF83 8DWUNITED KINGDOM- Phone
- +441179171680
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Non-investment insurance contracts
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Non-investment insurance contracts
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Stockbroking
For Commercial, Non-investment insurance contracts
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Investment Setup
For Commercial, Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Lyn Alan Carslake
IRN LXC01108
- CF1 Director (AR) (25 Jul 2012 to 22 Jul 2014)
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Mark Haviland Bacon
IRN MXB02712
- CF2 Non Executive Director (AR) (30 Jul 2012 to 22 Jul 2014)
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Michael Clive Watson
IRN MCW01041
- CF2 Non Executive Director (AR) (25 Jul 2012 to 22 Jul 2014)
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Paul Kevin Hurley
IRN PKH01038
- CF1 Director (25 Aug 2006 to 19 Jan 2018)
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Renko Harm Dirksen
IRN RHD01048
- SMF9 Chair of the Governing Body (17 Mar 2023 to 8 Mar 2024)
- CF2 Non Executive Director (1 Jan 2016 to 8 Dec 2019)
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Richard Bradley
IRN RXB01835
- CF2 Non Executive Director (AR) (27 Jun 2013 to 22 Jul 2014)
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Robert David Law
IRN RDL01048
- CF2 Non Executive Director (AR) (27 Jul 2012 to 22 Feb 2013)
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Simon Christopher Barrett
IRN SCB01104
- SMF1 Chief Executive (since 1 Mar 2024)
- Responsible for Insurance Distribution (since 1 Mar 2024)
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Simon Robert Howes
IRN SRH01145
- CF1 Director (AR) (8 Sep 2023 to 5 Sep 2024)
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Timothy Paul Rolfe
IRN TXR01185
- CF2 Non Executive Director (AR) (12 Jul 2012 to 22 Jul 2014)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.