Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Trinity QuayBristolBS2 0GRUNITED KINGDOM- Phone
- +441179171680
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Complaints Contact
Unit 4A Greenway CourtBedwasCaerphillyCF83 8DWUNITED KINGDOM- Phone
- +441179171680
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Non-investment insurance contracts
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Non-investment insurance contracts
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Stockbroking
For Commercial, Non-investment insurance contracts
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Investment Setup
For Commercial, Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Werner Nicoll
IRN WXN01019
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF2 Non Executive Director (25 Aug 2006 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.