ARAG plc

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Non-investment insurance contracts
Stockbroking

For Commercial, Non-investment insurance contracts
Investment Setup

For Commercial, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Anthony John Buss
IRN AJB01257
- SMF1 Chief Executive (30 Jan 2020 to 3 Apr 2024)
- SMF3 Executive Director (9 Dec 2019 to 30 Jan 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 3 Apr 2024)
- CF8 Apportionment and Oversight (25 Aug 2006 to 31 Mar 2009)
- Responsible for Insurance Mediation (25 Aug 2006 to 30 Sep 2018)
- CF1 Director (25 Aug 2006 to 8 Dec 2019)
Charles Henry Diccon Earle
IRN CHE01002
- CF1 Director (AR) (12 Jul 2012 to 22 Jul 2014)
Christoph Vormoor
IRN CXV01160
- CF2 Non Executive Director (15 Oct 2014 to 6 Jun 2016)
Christopher John Millward
IRN CXM01008
- SMF3 Executive Director (since 1 Mar 2024)
David Haynes
IRN DXH02314
- SMF3 Executive Director (9 Dec 2019 to 3 Apr 2024)
- CF1 Director (16 Feb 2018 to 8 Dec 2019)
Ian Russell Foy
IRN IRF01028
- CF2 Non Executive Director (AR) (27 Jul 2012 to 16 May 2013)
Ina Nadja Baumann
IRN IXB00214
- SMF9 Chair of the Governing Body (since 1 Mar 2024)
Johannes Kathan
IRN JXK01409
- CF2 Non Executive Director (25 Aug 2006 to 30 Apr 2017)
John David Birney
IRN JDB01178
- CF2 Non Executive Director (AR) (15 Nov 2012 to 22 Jul 2014)
Kathrin Smeja
IRN KXS02589
- CF2 Non Executive Director (14 Aug 2017 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Howden RCS Limited (no longer appointed)
FRN 775555 · Appointed 8 Sep 2023 · Until 5 Sep 2024
Howden RCS Limited (no longer appointed)
FRN 775555 · Appointed 1 Jan 2018 · Until 1 Jul 2020
James Shaw Hoyle (no longer appointed)
FRN 586847 · Appointed 23 Aug 2012 · Until 5 Oct 2015
Total Cycle Assist Ltd (no longer appointed)
FRN 520776 · Appointed 15 Nov 2010 · Until 15 May 2014
Arista Insurance Ltd (no longer appointed)
FRN 459593 · Appointed 30 Nov 2006 · Until 14 Jul 2014

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.