Date authorised
1 April 2013
Companies House
03673450
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Walsingham House
    35 Seething Lane
    London
    EC3N 4AH
    UNITED KINGDOM
    Phone
    +442034180470
  • Complaints Contact

    Walsingham House
    35 Seething Lane
    London
    EC3N 4AH
    UNITED KINGDOM
    Phone
    +442034180470

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Edward Wilson

    IRN AEW01075

    • CF8 Apportionment and Oversight (1 Jan 2009 to 31 Mar 2009)
    • CF3 Chief Executive (1 Jan 2009 to 8 Nov 2011)
    • CF1 Director (22 Jun 2007 to 8 Nov 2011)
    • Responsible for Insurance Mediation (22 Jun 2007 to 8 Nov 2011)
  • David Castling

    IRN DJC01476

    • Responsible for Insurance Mediation (17 Nov 2014 to 18 Jun 2015)
    • CF29 Significant management (17 Nov 2014 to 18 Jun 2015)
  • Deborah Purser

    IRN DXP01435

    • CF1 Director (AR) (15 May 2012 to 12 Jan 2016)
  • Dumont Dominique E.

    IRN DXD01306

    • CF8 Apportionment and Oversight (14 Jan 2005 to 29 Apr 2005)
    • CF1 Director (14 Jan 2005 to 29 Apr 2005)
  • Elodie, Marie, Agnes Rambert

    IRN EMR01043

    • CF3 Chief Executive (1 May 2014 to 15 Dec 2014)
  • Emmanuel Jean Legras

    IRN EJL01073

    • SMF3 Executive Director (9 Dec 2019 to 18 Feb 2020)
    • CF1 Director (5 Dec 2014 to 8 Dec 2019)
  • Gerald Peter Mould

    IRN GPM01069

    • CF29 Significant management (1 Nov 2007 to 14 Mar 2013)
    • CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 31 Oct 2007)
  • Isaac Lam

    IRN IXL01220

    • CF3 Chief Executive (22 Oct 2018 to 5 Nov 2019)
    • Responsible for Insurance Distribution (22 Oct 2018 to 5 Nov 2019)
    • CF29 Significant management (2 Jun 2016 to 22 Oct 2018)
  • Isabelle Chantal Marle Moins

    IRN IXM00110

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • John Leslie Smith

    IRN JLS01125

    • CF3 Chief Executive (14 Jan 2005 to 1 May 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 1 May 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 May 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.