Date authorised
1 April 2013
Companies House
03673450
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Walsingham House
    35 Seething Lane
    London
    EC3N 4AH
    UNITED KINGDOM
    Phone
    +442034180470
  • Complaints Contact

    Walsingham House
    35 Seething Lane
    London
    EC3N 4AH
    UNITED KINGDOM
    Phone
    +442034180470

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joseph James Thomas

    IRN JJT01082

    • Responsible for Insurance Distribution (since 5 Feb 2020)
    • SMF1 Chief Executive (since 5 Feb 2020)
    • CF1 Director (AR) (since 4 May 2018)
  • Mary June Elizabeth Lemmons

    IRN MJL01259

    • CF1 Director (25 May 2007 to 31 May 2011)
    • CF8 Apportionment and Oversight (20 Oct 2005 to 1 Jan 2009)
  • Michael Wide

    IRN MXW02028

    • CF28 Systems and controls (4 May 2016 to 2 Sep 2019)
  • Paul Marie Marcel VERMEULEN

    IRN PXV01188

    • CF1 Director (8 May 2012 to 12 Oct 2012)
  • Robin Douglas Pegg

    IRN RDP01080

    • CF1 Director (29 Aug 2012 to 30 Apr 2014)
    • CF3 Chief Executive (29 Aug 2012 to 30 Apr 2014)
  • Romain Cesar Pierre Humphrey Di Meglio

    IRN RXD00135

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • Sarah Buck

    IRN SJB01407

    • Responsible for Insurance Distribution (1 Oct 2018 to 2 Oct 2018)
    • CF3 Chief Executive (AR) (23 Mar 2016 to 4 May 2018)
    • CF3 Chief Executive (21 Jan 2016 to 2 Oct 2018)
    • Responsible for Insurance Mediation (21 Jan 2016 to 30 Sep 2018)
  • Vincent De Meyer

    IRN VXD01194

    • Responsible for Insurance Mediation (13 Jul 2015 to 21 Jan 2016)
    • CF1 Director (6 Jan 2015 to 21 Jan 2016)
    • CF3 Chief Executive (6 Jan 2015 to 21 Jan 2016)
  • William Joseph Abrie

    IRN WJA01030

    • Responsible for Insurance Mediation (2 Dec 2011 to 30 Apr 2014)
    • CF29 Significant management (2 Dec 2011 to 30 Apr 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.