Apex Fundrock Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Patric John Foley-Brickley
IRN PJF01093
- SMF1 Chief Executive (since 14 Oct 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (21 Jan 2014 to 8 Dec 2019)
Peter Christopher Little
IRN PCL01048
- CF2 Non Executive Director (27 Sep 2013 to 5 Sep 2014)
Reinhold Ackermann
IRN RXA02155
- SMF3 Executive Director (9 Dec 2019 to 31 Jan 2020)
- CF1 Director (30 Dec 2016 to 8 Dec 2019)
- CF10a CASS Oversight function (19 Dec 2016 to 8 Jun 2018)
Robert Walter Leedham
IRN RWL01063
- CF3 Chief Executive (23 Sep 2015 to 19 Dec 2017)
- CF1 Director (18 Apr 2012 to 19 Dec 2017)
Robert William Elliott
IRN RWE01023
- CF1 Director (11 Apr 2011 to 19 Mar 2013)
- CF10 Compliance Oversight (26 Oct 2010 to 19 Mar 2013)
- CF11 Money Laundering Reporting (26 Oct 2010 to 19 Mar 2013)
Simon John Gunson
IRN SXG20059
- SMF3 Executive Director (since 23 May 2024)
Simon Roberts
IRN SXR02119
- CF29 Significant management (16 Feb 2015 to 8 Dec 2019)
Steven Andrew King
IRN SAK01095
- CF1 Director (7 Dec 2007 to 31 Mar 2012)
Steven Georgala
IRN SXG01522
- CF1 Director (24 Aug 2015 to 27 Nov 2018)
Stuart David Mathieson
IRN SDM01058
- CF11 Money Laundering Reporting (7 Dec 2007 to 26 Oct 2010)
- CF8 Apportionment and Oversight (7 Dec 2007 to 31 Mar 2009)
- CF3 Chief Executive (7 Dec 2007 to 31 Oct 2011)
- CF1 Director (7 Dec 2007 to 31 Oct 2011)
- CF10 Compliance Oversight (7 Dec 2007 to 26 Oct 2010)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.