Apax Partners UK Ltd

• Principal Place of Business

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402078726300

  Web

  https://www.apax.com

• Complaints Contact

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402078726300

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 6 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed other than, "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to advisory-only activities for venture capital investments and in carrying on these activities, to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 6 limitations Hide limitations

  • · Limited to unregulated collective investment scheme operations for venture capital investments and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract", and "rights to or interests in investments - contractually based investment", (when the latter is associated with these specified investments), and to the customer type "professional client".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed other than, "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 6 limitations Hide limitations

  • · Limited to unregulated collective investment scheme operations for venture capital investments and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract", and "rights to or interests in investments - contractually based investment", (when the latter is associated with these specified investments), and to the customer type "professional client".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed other than, "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Ronald Mourad Cohen

  IRN RMC01060

  • CF2 Non Executive Director (21 Jan 2004 to 1 Aug 2005)
  • CF3 Chief Executive (1 Dec 2001 to 21 Jan 2004)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 21 Jan 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2005)
  • CF1 Director (1 Dec 2001 to 21 Jan 2004)
  • CF27 Investment Management (1 Dec 2001 to 1 Aug 2005)
• Roxana Viorica Mirica

  IRN RXM02029

  • [FCA CF] Client dealing (1 Jan 2020 to 31 Dec 2020)
• Salim Nathoo

  IRN SXN01173

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (6 Jan 2005 to 6 Jun 2005)
• Samuel Patrick Cohen

  IRN SXC00956

  • [FCA CF] Client dealing (1 Jan 2023 to 30 Jun 2025)
• Sarah Butcher

  IRN SXC02062

  • [FCA CF] Significant management (since 1 Jan 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (14 May 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (14 May 2015 to 8 Dec 2019)
• Shashank Singh

  IRN SXS04401

  • [FCA CF] Client dealing (1 Jan 2021 to 24 Nov 2023)
• Shashwat Shukla

  IRN SXS01206

  • [FCA CF] Client dealing (since 1 Jan 2023)
• Simon Bernard Cresswell

  IRN SBC01064

  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
  • CF11 Money Laundering Reporting (4 Sep 2013 to 14 May 2015)
  • CF10 Compliance Oversight (4 Sep 2013 to 14 May 2015)
  • CF1 Director (14 Apr 2011 to 8 Dec 2019)
• Stephan Wilcke

  IRN SXW01598

  • CF1 Director (4 Jan 2005 to 6 Jun 2005)
• Stephen Grabiner

  IRN SXG01148

  • CF1 Director (1 Dec 2001 to 1 Aug 2003)

No changes recorded yet.