Apax Partners UK Ltd

• Principal Place of Business

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402078726300

  Web

  https://www.apax.com

• Complaints Contact

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402078726300

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 6 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed other than, "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to advisory-only activities for venture capital investments and in carrying on these activities, to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 6 limitations Hide limitations

  • · Limited to unregulated collective investment scheme operations for venture capital investments and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract", and "rights to or interests in investments - contractually based investment", (when the latter is associated with these specified investments), and to the customer type "professional client".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed other than, "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 6 limitations Hide limitations

  • · Limited to unregulated collective investment scheme operations for venture capital investments and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract", and "rights to or interests in investments - contractually based investment", (when the latter is associated with these specified investments), and to the customer type "professional client".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed other than, "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Pedro Filipe Tavares Godinho Ramos

  IRN PFT01026

  • [FCA CF] Client dealing (15 May 2025 to 31 Dec 2025)
• Peter David Englander

  IRN PDE01010

  • CF1 Director (1 Aug 2008 to 22 Nov 2011)
  • CF30 Customer (1 Nov 2007 to 29 Nov 2011)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Peter Jackson Skinner

  IRN PJS01276

  • CF1 Director (1 Dec 2001 to 16 Dec 2004)
• Philip Trenam Basson

  IRN PXB00494

  • [FCA CF] Client dealing (since 1 Jan 2022)
• Pierre Gonzague De Lhoneux

  IRN PGD01067

  • [FCA CF] Client dealing (since 1 Dec 2020)
• Ralf Gruss

  IRN RXG01639

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (1 Jan 2020 to 31 Dec 2023)
  • CF28 Systems and controls (1 Jul 2012 to 9 Dec 2019)
  • CF3 Chief Executive (1 Jul 2012 to 9 Dec 2019)
  • CF1 Director (1 Jul 2012 to 8 Dec 2019)
• Ramy Matar

  IRN RXM90084

  • [FCA CF] Client dealing (since 1 Jan 2023)
• Richard Charles Wilson

  IRN RCW01036

  • CF30 Customer (1 Nov 2007 to 8 Jan 2009)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 1 Aug 2003)
• Richard Newton

  IRN RXN00107

  • [FCA CF] Significant management (since 1 Jan 2020)
• Robert George Beattie Charters

  IRN RGC01044

  • CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2002)
  • CF27 Investment Management (1 Dec 2001 to 6 Mar 2002)
  • CF1 Director (1 Dec 2001 to 6 Mar 2002)

No changes recorded yet.