Apax Partners UK Ltd

• Principal Place of Business

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402078726300

  Web

  https://www.apax.com

• Complaints Contact

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402078726300

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 6 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed other than, "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to advisory-only activities for venture capital investments and in carrying on these activities, to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 6 limitations Hide limitations

  • · Limited to unregulated collective investment scheme operations for venture capital investments and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract", and "rights to or interests in investments - contractually based investment", (when the latter is associated with these specified investments), and to the customer type "professional client".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed other than, "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 6 limitations Hide limitations

  • · Limited to unregulated collective investment scheme operations for venture capital investments and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract", and "rights to or interests in investments - contractually based investment", (when the latter is associated with these specified investments), and to the customer type "professional client".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed other than, "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Neil Graeme Brown

  IRN NGB01019

  • CF27 Investment Management (1 Dec 2001 to 31 Dec 2001)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
  • CF1 Director (1 Dec 2001 to 31 Dec 2001)
• Neil Patel

  IRN NXP00144

  • [FCA CF] Significant management (since 1 Jan 2020)
• Niccolo Ferragamo

  IRN NXF00080

  • [FCA CF] Client dealing (1 Jan 2020 to 5 Sep 2024)
• Nico Alexander Michael Hansen

  IRN NAH01085

  • CF30 Customer (10 Jun 2010 to 23 May 2019)
• Nikolaos Stathopoulos

  IRN NXS01275

  • CF1 Director (1 Jul 2002 to 10 May 2005)
• Nishant Nayyar

  IRN NXN00048

  • [FCA CF] Client dealing (1 Jan 2020 to 30 Apr 2020)
• Olaf Wentrup

  IRN OXW01034

  • [FCA CF] Significant management (1 Mar 2023 to 30 Sep 2023)
• Paul Adrian Barlow Beecroft

  IRN PAB01146

  • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
  • CF2 Non Executive Director (1 Sep 2003 to 26 Jun 2008)
  • CF1 Director (1 Dec 2001 to 1 Sep 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Paul Fitzsimons

  IRN PXF01092

  • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
  • CF1 Director (1 Dec 2001 to 1 Aug 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Paul Haycock

  IRN PXH01239

  • CF1 Director (1 Dec 2001 to 31 Oct 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2003)

No changes recorded yet.