Date authorised
1 April 2013
Companies House
OC303117
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402078726300
  • Complaints Contact

    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402078726300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clive Richard Sherling

    IRN CRS01038

    • CF10 Compliance Oversight (10 Jul 2003 to 21 Jan 2005)
    • CF21 Investment Adviser (10 Jul 2003 to 14 Oct 2005)
    • CF11 Money Laundering Reporting (10 Jul 2003 to 21 Jan 2005)
    • CF4 Partner (10 Jul 2003 to 16 Jul 2007)
  • Daniel O'Keefe

    IRN DXO01393

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
    • CF30 Customer (21 Jan 2017 to 9 Dec 2019)
  • David Alan Landau

    IRN DAL01125

    • CF4 Partner (10 Jul 2003 to 1 Jul 2005)
  • David James Fitzgerald

    IRN DJF01084

    • CF4 Partner (10 Jul 2003 to 2 Jan 2004)
  • David Kim

    IRN DXK01720

    • [FCA CF] Significant management (1 Jan 2020 to 30 Jun 2023)
    • CF4 Partner (4 May 2016 to 9 Dec 2019)
  • David Norman Marks

    IRN DNM01023

    • CF4 Partner (1 Aug 2007 to 31 Dec 2013)
  • David Paul Su

    IRN DXS00688

    • [FCA CF] Client dealing (since 1 Jan 2022)
  • Dawn Janette Medcalf

    IRN DJM01696

    • CF30 Customer (since 25 Jul 2025)
    • CF30 Customer (10 Sep 2018 to 8 Dec 2019)
  • Derek Aaron Jackson

    IRN DAJ01075

    • [FCA CF] Client dealing (since 2 Sep 2024)
  • Edward Donkor

    IRN EXD00225

    • [FCA CF] Client dealing (since 21 Feb 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.