Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF2 Non Executive Director (21 Jan 2004 to 21 Jan 2005)
- CF27 Investment Management (1 Dec 2001 to 6 Jan 2005)
- CF10 Compliance Oversight (1 Dec 2001 to 21 Jan 2004)
- CF11 Money Laundering Reporting (1 Dec 2001 to 21 Jan 2004)
- CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2005)
- CF1 Director (1 Dec 2001 to 21 Jan 2004)
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- CF10 Compliance Oversight (10 Jul 2003 to 21 Jan 2005)
- CF11 Money Laundering Reporting (10 Jul 2003 to 21 Jan 2005)
- CF21 Investment Adviser (10 Jul 2003 to 14 Oct 2005)
- CF4 Partner (10 Jul 2003 to 16 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.