Date authorised
1 April 2013
Companies House
00210725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AON Centre
    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442076235500
  • Complaints Contact

    Pinehurst II
    2 Pinehurst Road
    Farnborough Business Park
    Farnborough
    Hampshire
    GU14 7BF
    UNITED KINGDOM
    Phone
    +4401252768662

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joseph Charles Peiser

    IRN JXP00940

    • SMF7 Group Entity Senior Manager (since 26 Apr 2024)
  • Joseph Garcia Martinez

    IRN JXM24599

    • SMF18 Other Overall Responsibility (14 Apr 2020 to 28 Mar 2025)
  • Joseph Patrick Hoffmann

    IRN JPH01227

    • CF1 Director (26 Mar 2010 to 7 Apr 2011)
  • Joseph Peter Thelwell

    IRN JPT01077

    • [FCA CF] Significant management (since 29 Jan 2024)
  • Joseph Rodney Mitchell

    IRN JRM01243

    • CF29 Significant management (1 Nov 2007 to 16 Apr 2008)
    • CF17 Significant Mgt (Other Business Operations) (22 Jan 2007 to 31 Oct 2007)
  • Julie Anne Waters

    IRN JAP01214

    • SMF7 Group Entity Senior Manager (24 Jun 2024 to 16 Mar 2026)
    • SMF3 Executive Director (19 Feb 2020 to 24 Jun 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 24 Jun 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Jun 2024)
    • Responsible for Insurance Mediation (26 Jul 2018 to 30 Sep 2018)
    • CF3 Chief Executive (26 Jul 2018 to 8 Dec 2019)
    • CF1 Director (14 Jul 2017 to 26 Jul 2018)
    • CF29 Significant management (18 Apr 2016 to 14 Jul 2017)
  • Jun Hong

    IRN JXH12210

    • 9. Advising on syndicate participation at Lloyd's
    • [FCA CF] Client dealing (since 19 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 19 Jan 2023)
  • Justin Mark Jeffrey Brouse

    IRN JXB04192

    • CF1 Director (AR) (since 10 Feb 2026)
  • Karl Hennessy

    IRN KPH01035

    • CF1 Director (26 Mar 2014 to 9 Sep 2016)
    • CF29 Significant management (6 May 2009 to 26 Mar 2014)
  • Katharine Jones

    IRN KXJ01375

    • CF1 Director (AR) (since 29 Jun 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.