Date authorised
1 April 2013
Companies House
00210725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The AON Centre
    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442076235500
  • Complaints Contact

    Pinehurst II
    2 Pinehurst Road
    Farnborough Business Park
    Farnborough
    Hampshire
    GU14 7BF
    UNITED KINGDOM
    Phone
    +4401252768662

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking as a supplier of goods or services carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In Respect of the firms Personal Pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jemma Louise Gibbons

    IRN JXG90616

    • [FCA CF] Manager of certification employee (1 Mar 2022 to 23 Apr 2024)
  • Joanna Caparn

    IRN JXC01919

    • CF29 Significant management (1 Nov 2007 to 1 Jan 2009)
    • CF1 Director (AR) (9 Jan 2006 to 1 Jan 2009)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Jul 2005)
  • Joanna Tamar Parsons

    IRN JTP01010

    • 9. Advising on syndicate participation at Lloyd's
    • [FCA CF] Manager of certification employee (since 30 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 4 Sep 2024)
    • [FCA CF] Client dealing (since 4 Sep 2024)
  • John Ashley Turner

    IRN JAT01110

    • CF29 Significant management (1 Nov 2007 to 1 Nov 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Jul 2005)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • John Begley

    IRN JXB03367

    • CF29 Significant management (20 Oct 2015 to 2 Sep 2016)
  • John Charles Cullen

    IRN JCC01155

    • SMF7 Group Entity Senior Manager (9 Apr 2020 to 30 Jun 2021)
    • CF28 Systems and controls (1 Nov 2007 to 30 Jan 2009)
    • CF13 Finance (1 Oct 2007 to 31 Oct 2007)
    • CF1 Director (1 Oct 2007 to 30 Jan 2009)
    • CF2 Non Executive Director (AR) (11 Dec 2006 to 13 Dec 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 30 Sep 2007)
  • John Dugald Robbie

    IRN JDR00005

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 17 Dec 2021)
    • [FCA CF] Client dealing (1 Jul 2020 to 17 Dec 2021)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • John Edward Brosnan

    IRN JXB01075

    • [FCA CF] Significant management (since 13 May 2022)
  • John Graeme Keeble

    IRN JGK01043

    • CF29 Significant management (13 Oct 2011 to 1 May 2012)
  • John James Nicholson

    IRN JJN01023

    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 31 Mar 2025)
    • SMF14 Senior Independent Director (9 Dec 2019 to 18 Mar 2024)
    • CF1 Director (20 Apr 2017 to 27 Feb 2018)
    • CF2 Non Executive Director (20 Apr 2016 to 20 Apr 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Welplan Ltd (no longer appointed)

    FRN 418908 · Appointed 14 Jan 2005 · Until 30 Sep 2007

  • Corgi (no longer appointed)

    FRN 404532 · Appointed 14 Jan 2005 · Until 31 Mar 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.