Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Jul 2020 to 17 Dec 2021)
- [FCA CF] Functions requiring qualifications (1 Jul 2020 to 17 Dec 2021)
- CF30 Customer (1 Nov 2019 to 8 Dec 2019)
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- CF21 Investment Adviser (18 Nov 2005 to 6 Oct 2006)
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- CF22 Investment Adviser (Trainee) (21 Jan 2004 to 5 Aug 2004)
- CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.