Date authorised
1 April 2013
Companies House
05913159
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Aon Centre
    122 Leadenhall Street
    The Leadenhall Building
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +4402070868000
  • Complaints Contact

    The Aon Centre
    122 Leadenhall Street
    The Leadenhall Building
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442070860195

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chris De Marco

    IRN CAD01054

    • CF30 Customer (21 Jan 2010 to 14 May 2012)
  • Christopher Brett Inman

    IRN CBI01002

    • [FCA CF] Client dealing (since 1 Sep 2022)
    • [FCA CF] Manager of certification employee (since 1 Sep 2022)
  • Christopher Gerard Goodeve-Ballard

    IRN CGG00012

    • CF28 Systems and controls (27 Jul 2009 to 10 Jun 2011)
    • CF11 Money Laundering Reporting (7 Dec 2007 to 10 Jun 2011)
    • CF10 Compliance Oversight (7 Dec 2007 to 10 Jun 2011)
  • Christopher John Hodgson

    IRN CXH13551

    • [FCA CF] Client dealing (since 1 Sep 2022)
    • [FCA CF] Manager of certification employee (3 Jan 2024 to 16 Oct 2024)
  • Christopher John Marchmont

    IRN CXM01084

    • [FCA CF] Client dealing (since 1 Jul 2024)
  • Christopher Keith Aspin

    IRN CXA09083

    • [FCA CF] Material risk taker (1 Jul 2020 to 24 Mar 2022)
    • [FCA CF] Client dealing (1 Jul 2020 to 24 Mar 2022)
    • CF30 Customer (12 Dec 2018 to 8 Dec 2019)
  • Christopher Paul Dunford

    IRN CXD00437

    • [FCA CF] Material risk taker (14 Dec 2023 to 9 Aug 2024)
    • SMF18 Other Overall Responsibility (28 Apr 2023 to 9 Aug 2024)
    • [FCA CF] Manager of certification employee (27 Feb 2023 to 28 Apr 2023)
    • [FCA CF] Significant management (27 Feb 2023 to 28 Apr 2023)
  • Christopher Paul Hawksworth

    IRN CPH01095

    • [FCA CF] Client dealing (since 1 Sep 2022)
  • Christopher Peter Allen

    IRN CPA01037

    • [FCA CF] Material risk taker (since 5 Jan 2026)
    • SMF4 Chief Risk (since 10 Nov 2025)
    • [FCA CF] Significant management (2 Jan 2025 to 1 Dec 2025)
    • [FCA CF] Client dealing (1 Sep 2022 to 14 Apr 2025)
    • CF30 Customer (8 Dec 2015 to 8 Dec 2019)
  • Christopher Redmond Bartlett

    IRN CRB01181

    • [FCA CF] Manager of certification employee (since 7 Mar 2024)
    • [FCA CF] Client dealing (since 1 Sep 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.