Aon Investments Limited

• Principal Place of Business

  The Aon Centre

  122 Leadenhall Street

  The Leadenhall Building

  London

  EC3V 4AN

  UNITED KINGDOM

  Phone

  +4402070868000

  Web

  https://www.aon.com

• Complaints Contact

  The Aon Centre

  122 Leadenhall Street

  The Leadenhall Building

  London

  EC3V 4AN

  UNITED KINGDOM

  Phone

  +442070860195

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sophie Louise Clifford

  IRN SLM01133

  • [FCA CF] Manager of certification employee (since 31 Mar 2026)
  • [FCA CF] Client dealing (since 1 Sep 2022)
• Sridhar Athreya

  IRN SXA21615

  • SMF16 Compliance Oversight (6 Sep 2022 to 21 Apr 2023)
• Stephanie Anne Hannant

  IRN SXH00568

  • [FCA CF] Client dealing (1 Sep 2022 to 30 Nov 2024)
• Stephanie Rose Randall

  IRN SRR01067

  • [FCA CF] Client dealing (1 Sep 2022 to 30 Jun 2025)
  • [FCA CF] Manager of certification employee (1 Sep 2022 to 23 Aug 2023)
  • CF30 Customer (16 Mar 2018 to 8 Dec 2019)
• Stephen Dennis Philp

  IRN SDP01122

  • CF1 Director (9 Feb 2017 to 30 Apr 2019)
• Stephen Joseph Garner

  IRN SJG01295

  • SMF18 Other Overall Responsibility (since 19 Nov 2025)
  • [FCA CF] Material risk taker (since 15 Jan 2024)
  • [FCA CF] Client dealing (since 1 Sep 2022)
  • [FCA CF] Significant management (11 Oct 2023 to 1 Dec 2025)
  • [FCA CF] Manager of certification employee (1 Sep 2022 to 1 Dec 2025)
• Stephen Snailham

  IRN SXS04927

  • CF30 Customer (4 Oct 2017 to 8 Dec 2019)
• Stephen Todd Cummings

  IRN STC01058

  • SMF3 Executive Director (9 Dec 2019 to 21 Feb 2022)
  • CF1 Director (30 Aug 2017 to 8 Dec 2019)
• Steven Alan Vale

  IRN SXV01080

  • [FCA CF] Material risk taker (14 Dec 2023 to 31 Oct 2025)
  • SMF18 Other Overall Responsibility (9 Dec 2019 to 31 Oct 2025)
  • CF29 Significant management (26 Jan 2016 to 8 Dec 2019)
  • CF30 Customer (25 May 2012 to 8 Dec 2019)
  • CF3 Chief Executive (4 Oct 2007 to 1 Feb 2008)
  • CF8 Apportionment and Oversight (4 Oct 2007 to 31 Oct 2007)
  • CF1 Director (4 Oct 2007 to 1 Feb 2008)
• Steven John Peake

  IRN SXP02111

  • [FCA CF] Client dealing (since 1 Jul 2020)
  • [FCA CF] Material risk taker (1 Jul 2020 to 31 Dec 2023)
  • CF30 Customer (31 Oct 2016 to 8 Dec 2019)

No changes recorded yet.