Aon Investments Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The Aon Centre122 Leadenhall StreetThe Leadenhall BuildingLondonEC3V 4ANUNITED KINGDOM- Phone
- +4402070868000
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Complaints Contact
The Aon Centre122 Leadenhall StreetThe Leadenhall BuildingLondonEC3V 4ANUNITED KINGDOM- Phone
- +442070860195
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Steven Leigh
IRN SXL01798
- [FCA CF] Client dealing (since 1 Sep 2022)
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Stuart Neil Hawkes
IRN SNH01023
- SMF16 Compliance Oversight (9 Dec 2019 to 25 Feb 2021)
- CF11 Money Laundering Reporting (10 Feb 2015 to 10 Oct 2017)
- CF10 Compliance Oversight (29 Dec 2014 to 8 Dec 2019)
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Susan Clark
IRN SXC02035
- CF30 Customer (24 Jul 2009 to 8 Dec 2019)
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Tapan Kumar Datta
IRN TKD01007
- CF30 Customer (17 Aug 2009 to 20 Apr 2016)
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Tej Sanjay Shah
IRN TXS03932
- [FCA CF] Client dealing (10 Aug 2023 to 21 Aug 2025)
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Teresa Regina Abrol
IRN TXA00187
- [FCA CF] Manager of certification employee (1 Sep 2022 to 1 Jul 2024)
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Terry Ronald Laville-Farrant
IRN TXL12792
- SMF18 Other Overall Responsibility (7 Mar 2020 to 30 Sep 2021)
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Thomas Alexander Brasher
IRN TXB01791
- [FCA CF] Client dealing (since 1 Sep 2022)
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Thomas Alexander Morey
IRN TXM00323
- [FCA CF] Client dealing (1 Sep 2022 to 6 Dec 2024)
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Thomas Charles Spence
IRN TCS01059
- [FCA CF] Client dealing (1 Sep 2022 to 30 Sep 2022)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.