Aon Investments Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
The Aon Centre122 Leadenhall StreetThe Leadenhall BuildingLondonEC3V 4ANUNITED KINGDOM- Phone
- +4402070868000
-
Complaints Contact
The Aon Centre122 Leadenhall StreetThe Leadenhall BuildingLondonEC3V 4ANUNITED KINGDOM- Phone
- +442070860195
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Michael Tang
IRN MXT00006
- [FCA CF] Client dealing (1 Sep 2022 to 13 Oct 2023)
-
Michael Warren Pedel
IRN MWP00012
- SMF18 Other Overall Responsibility (21 Feb 2020 to 21 Feb 2022)
-
Michelle Woodfield
IRN MXW35069
- [FCA CF] Client dealing (since 1 Sep 2022)
- [FCA CF] Manager of certification employee (since 1 Sep 2022)
-
Mikael Eric Gagne
IRN MEG01072
- CF30 Customer (2 Mar 2012 to 10 May 2013)
-
Monica McBrearty
IRN MXM00053
- CF11 Money Laundering Reporting (7 Jun 2011 to 11 Feb 2015)
-
Nancy Margaret Marshall
IRN NMD01011
- CF30 Customer (13 Aug 2008 to 17 Dec 2008)
-
Neil Barclay Smith
IRN NBS01014
- [FCA CF] Client dealing (since 1 Sep 2022)
- CF30 Customer (26 Feb 2014 to 8 Dec 2019)
-
Neil Christopher Jenkins
IRN NXJ01210
- [FCA CF] Significant management (1 Jul 2020 to 7 Mar 2022)
-
Nicholas Bryan Duff
IRN NBD01017
- [FCA CF] Manager of certification employee (1 Sep 2022 to 31 Jul 2024)
- [FCA CF] Client dealing (1 Sep 2022 to 31 Jul 2024)
-
Nicholas James Conroy
IRN NXC00280
- [FCA CF] Client dealing (since 1 Sep 2022)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.