Aon Investments Limited

• Principal Place of Business

  The Aon Centre

  122 Leadenhall Street

  The Leadenhall Building

  London

  EC3V 4AN

  UNITED KINGDOM

  Phone

  +4402070868000

  Web

  https://www.aon.com

• Complaints Contact

  The Aon Centre

  122 Leadenhall Street

  The Leadenhall Building

  London

  EC3V 4AN

  UNITED KINGDOM

  Phone

  +442070860195

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Katherine Gita Patel

  IRN KXP00241

  • [FCA CF] Client dealing (since 1 Sep 2022)
• Katrina Balawajder

  IRN KXB01807

  • [FCA CF] Client dealing (1 Jul 2020 to 24 Mar 2022)
  • [FCA CF] Material risk taker (1 Jul 2020 to 24 Mar 2022)
  • [FCA CF] Manager of certification employee (1 Jul 2020 to 24 Mar 2022)
  • CF30 Customer (27 Jun 2014 to 8 Dec 2019)
• Keiran Ashley Hotchin

  IRN KXH00371

  • [FCA CF] Client dealing (since 11 Jan 2023)
• Keith Jones

  IRN KXJ01057

  • Director of firm who is not a certification employee or a SMF manager (31 Jul 2023 to 30 Aug 2023)
  • SMF10 Chair of the Risk Committee (9 Dec 2019 to 31 Jul 2023)
  • CF2 Non Executive Director (2 Apr 2008 to 8 Dec 2019)
• Kelly Jane Bone

  IRN KJT01075

  • CF30 Customer (20 Feb 2014 to 8 Dec 2019)
• Kenan Boztas

  IRN KXB02020

  • [FCA CF] Client dealing (since 1 Sep 2022)
• Kenneth John Ettles

  IRN KJE01018

  • [FCA CF] Client dealing (since 1 Sep 2022)
• Kieran Cooke

  IRN KXC01440

  • CF30 Customer (14 Nov 2014 to 16 Nov 2018)
• Kirsten Elizabeth Lee

  IRN KXL00242

  • [FCA CF] Client dealing (since 25 Jan 2023)
• Kirsty Lorna McLay

  IRN KXM00683

  • [FCA CF] Client dealing (since 21 Mar 2024)

No changes recorded yet.