Date authorised
1 April 2013
Companies House
05913159
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Aon Centre
    122 Leadenhall Street
    The Leadenhall Building
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +4402070868000
  • Complaints Contact

    The Aon Centre
    122 Leadenhall Street
    The Leadenhall Building
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442070860195

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jiten Parekh

    IRN JXP02129

    • [FCA CF] Manager of certification employee (since 31 Mar 2026)
    • [FCA CF] Client dealing (since 24 Jan 2024)
  • Joanna Jane Sharples

    IRN JJS01095

    • [FCA CF] Manager of certification employee (since 29 Apr 2025)
    • [FCA CF] Material risk taker (since 23 Dec 2023)
    • [FCA CF] Client dealing (since 1 Sep 2022)
    • CF30 Customer (29 Jun 2012 to 8 Dec 2019)
  • Joel Christopher Riddaway

    IRN JXR00653

    • [FCA CF] Client dealing (5 Jan 2023 to 25 Oct 2024)
  • John Alan Denis Finn

    IRN JAF01170

    • CF30 Customer (10 Dec 2009 to 1 Mar 2013)
  • John David Bearman

    IRN JDB01220

    • CF29 Significant management (7 Mar 2008 to 31 Dec 2010)
  • John Francis Baines

    IRN JXB03370

    • [FCA CF] Material risk taker (since 20 Dec 2023)
    • [FCA CF] Client dealing (since 1 Sep 2022)
    • [FCA CF] Manager of certification employee (since 1 Sep 2022)
  • John Frederick Benfield

    IRN JXB01413

    • CF30 Customer (1 Nov 2007 to 10 Nov 2011)
    • CF21 Investment Adviser (16 Oct 2007 to 31 Oct 2007)
    • CF27 Investment Management (16 Oct 2007 to 31 Oct 2007)
  • John Gurney Belgrove

    IRN JGB01081

    • CF30 Customer (15 May 2009 to 8 Dec 2019)
  • John Needham Rushen

    IRN JNR01020

    • CF3 Chief Executive (11 Jan 2012 to 28 Jul 2014)
    • CF30 Customer (1 Mar 2010 to 30 Jun 2015)
    • CF1 Director (1 Nov 2009 to 30 Jun 2015)
  • John Stewart Foster

    IRN JSF00001

    • [FCA CF] Client dealing (since 1 Sep 2022)
    • [FCA CF] Manager of certification employee (1 Sep 2022 to 13 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

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