Date authorised
1 April 2013
Companies House
05913159
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Aon Centre
    122 Leadenhall Street
    The Leadenhall Building
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +4402070868000
  • Complaints Contact

    The Aon Centre
    122 Leadenhall Street
    The Leadenhall Building
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442070860195

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gareth Michael Doyle

    IRN GMD01084

    • [FCA CF] Client dealing (1 Sep 2022 to 28 Feb 2023)
  • Gareth Michael Jones

    IRN GMJ01055

    • [FCA CF] Client dealing (since 1 Sep 2022)
  • Gary David Allen

    IRN GDA01031

    • [FCA CF] Client dealing (1 Sep 2022 to 31 Jul 2024)
  • Gavin Royston Tillman

    IRN GXT01159

    • [FCA CF] Client dealing (since 1 Jul 2020)
    • [FCA CF] Manager of certification employee (1 Jul 2020 to 6 Dec 2024)
    • [FCA CF] Material risk taker (1 Jul 2020 to 31 Dec 2023)
    • CF30 Customer (15 Sep 2009 to 8 Dec 2019)
  • Geoffrey David Bauer

    IRN GXB00224

    • [FCA CF] Client dealing (since 21 Nov 2023)
  • George Alastair Russian Scott

    IRN GAS01148

    • [FCA CF] Manager of certification employee (since 27 Aug 2025)
    • [FCA CF] Client dealing (since 1 Jul 2020)
    • [FCA CF] Material risk taker (1 Jul 2020 to 31 Dec 2023)
    • CF30 Customer (26 Sep 2017 to 8 Dec 2019)
  • George Frederick Mortimer

    IRN GFM01027

    • SMF18 Other Overall Responsibility (1 Mar 2021 to 30 Oct 2024)
    • [FCA CF] Material risk taker (1 Jul 2020 to 30 Oct 2024)
    • [FCA CF] Client dealing (1 Jul 2020 to 30 Oct 2024)
    • SMF4 Chief Risk (9 Dec 2019 to 1 Mar 2021)
    • CF28 Systems and controls (17 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (20 Aug 2008 to 8 Dec 2019)
    • CF29 Significant management (20 Aug 2008 to 8 Dec 2019)
  • George James Hartley

    IRN GXH00094

    • [FCA CF] Client dealing (1 Sep 2022 to 2 Feb 2023)
  • George Leonard Feane

    IRN GXF17361

    • [FCA CF] Client dealing (1 Sep 2022 to 30 Jun 2023)
  • George William Charles White

    IRN GXW00325

    • [FCA CF] Manager of certification employee (since 7 Apr 2026)
    • [FCA CF] Client dealing (since 1 Aug 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.