Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (1 Mar 2021 to 30 Oct 2024)
- [FCA CF] Client dealing (1 Jul 2020 to 30 Oct 2024)
- [FCA CF] Material risk taker (1 Jul 2020 to 30 Oct 2024)
- SMF4 Chief Risk (9 Dec 2019 to 1 Mar 2021)
- CF28 Systems and controls (17 Oct 2019 to 8 Dec 2019)
- CF29 Significant management (20 Aug 2008 to 8 Dec 2019)
- CF30 Customer (20 Aug 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.