Date authorised
1 April 2013
Companies House
05913159
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Aon Centre
    122 Leadenhall Street
    The Leadenhall Building
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +4402070868000
  • Complaints Contact

    The Aon Centre
    122 Leadenhall Street
    The Leadenhall Building
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442070860195

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elena Salicioni

    IRN EXB00087

    • [FCA CF] Material risk taker (23 Dec 2020 to 10 Nov 2023)
    • [FCA CF] Client dealing (23 Dec 2020 to 10 Nov 2023)
  • Elizabeth Anne Hawkins

    IRN EXH00400

    • [FCA CF] Client dealing (since 1 Aug 2025)
  • Emma Jane Perrin

    IRN EJS01113

    • [FCA CF] Client dealing (since 1 Sep 2022)
    • [FCA CF] Manager of certification employee (23 Feb 2023 to 15 Apr 2024)
  • Emma Louise Guthrie

    IRN EXG73821

    • [FCA CF] Manager of certification employee (25 Jun 2020 to 28 Nov 2025)
    • [FCA CF] Significant management (29 Apr 2020 to 28 Nov 2025)
  • Emma Lucy Emmanuel

    IRN EXE00077

    • [FCA CF] Significant management (since 21 Jun 2023)
  • Felicity Qing-Fei Main

    IRN FQY01000

    • CF30 Customer (19 Feb 2016 to 14 Aug 2019)
  • Fiona Simpson

    IRN FXS01579

    • [FCA CF] Client dealing (since 1 Sep 2022)
    • [FCA CF] Manager of certification employee (1 Sep 2022 to 3 Mar 2025)
  • Freddie Earl Marks Jayarajah

    IRN FXJ00009

    • [FCA CF] Client dealing (16 Nov 2020 to 21 Jun 2021)
  • Gail Elizabeth Weiss

    IRN GEW01045

    • [FCA CF] Material risk taker (15 Dec 2023 to 31 Dec 2024)
    • SMF24 Chief Operations (9 Dec 2019 to 1 Jan 2025)
    • CF29 Significant management (12 Mar 2018 to 8 Dec 2019)
  • Gajan Premkumar

    IRN GXP00397

    • [FCA CF] Client dealing (since 11 Feb 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.