Aon Investments Limited

• Principal Place of Business

  The Aon Centre

  122 Leadenhall Street

  The Leadenhall Building

  London

  EC3V 4AN

  UNITED KINGDOM

  Phone

  +4402070868000

  Web

  https://www.aon.com

• Complaints Contact

  The Aon Centre

  122 Leadenhall Street

  The Leadenhall Building

  London

  EC3V 4AN

  UNITED KINGDOM

  Phone

  +442070860195

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Richard Butcher

  IRN DXB11997

  • [FCA CF] Client dealing (1 Sep 2022 to 29 Jun 2023)
• Deevya Patel

  IRN DXP00626

  • [FCA CF] Client dealing (since 28 Aug 2024)
• Dilesh Kumar Shah

  IRN DKS01054

  • [FCA CF] Manager of certification employee (since 1 Sep 2022)
  • [FCA CF] Client dealing (since 1 Jul 2020)
  • [FCA CF] Manager of certification employee (1 Jul 2020 to 14 Apr 2021)
  • [FCA CF] Material risk taker (1 Jul 2020 to 31 Dec 2023)
  • CF30 Customer (25 Jan 2016 to 8 Dec 2019)
• Dominic Christopher Grimley

  IRN DCG01054

  • [FCA CF] Client dealing (since 1 Sep 2022)
• Donald Brian Duval

  IRN DBD00021

  • SMF24 Chief Operations (since 17 Nov 2025)
  • [FCA CF] Material risk taker (since 14 Dec 2023)
  • [FCA CF] Client dealing (since 1 Sep 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF4 Chief Risk (1 Mar 2021 to 17 Nov 2025)
  • CF1 Director (30 Dec 2015 to 8 Dec 2019)
  • CF30 Customer (11 Jun 2015 to 8 Dec 2019)
• Douglas James Steevens

  IRN DJS01454

  • [FCA CF] Client dealing (since 1 Jul 2020)
  • [FCA CF] Manager of certification employee (since 1 Jul 2020)
  • [FCA CF] Material risk taker (1 Jul 2020 to 31 Dec 2023)
  • CF30 Customer (20 Feb 2013 to 8 Dec 2019)
• Douglas Michael Flint

  IRN DXF00227

  • [FCA CF] Client dealing (since 1 Sep 2022)
• Duncan Crowdy

  IRN DXC01965

  • CF1 Director (14 Mar 2011 to 30 Jun 2015)
• Edward Czestaw Tomlinson

  IRN ECT01016

  • CF30 Customer (3 Oct 2016 to 1 Feb 2019)
• Edward Rupert Bremner Miles

  IRN EXM00367

  • [FCA CF] Client dealing (since 21 Jul 2023)

No changes recorded yet.