Date authorised
1 April 2013
Companies House
07541017
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Exchequer Court
    33 St. Mary Axe
    London
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +16467296242
  • Complaints Contact

    Exchequer Court
    33 St. Mary Axe
    London
    EC3A 8AA
    UNITED KINGDOM
    Phone
    +16467296242

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Killian Thomas McDermott

    IRN KTM01025

    • CF3 Chief Executive (8 Sep 2014 to 22 May 2015)
    • CF1 Director (8 Sep 2014 to 22 May 2015)
  • Lynsey Jane Cross

    IRN LJC01176

    • CF1 Director (27 Jun 2016 to 8 Jul 2019)
  • Maria Del Mar Masats

    IRN MXM00520

    • [FCA CF] Significant management (9 Dec 2019 to 14 Aug 2024)
  • Matthew David Williams

    IRN MDW01080

    • SMF9 Chair of the Governing Body (27 Oct 2020 to 1 Feb 2022)
  • Michael Grady Womack

    IRN MGW01111

    • SMF1 Chief Executive (22 May 2023 to 6 Nov 2025)
    • SMF3 Executive Director (9 Dec 2019 to 22 May 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Nov 2025)
    • Responsible for Insurance Mediation (23 Nov 2016 to 30 Sep 2018)
    • CF28 Systems and controls (4 May 2012 to 8 Dec 2019)
    • CF1 Director (4 May 2012 to 8 Dec 2019)
  • Peter Dewey

    IRN PXD01781

    • SMF9 Chair of the Governing Body (23 Nov 2023 to 6 Mar 2026)
    • Director of firm who is not a certification employee or a SMF manager (1 Feb 2022 to 6 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 22 Jun 2020)
    • CF1 Director (9 Dec 2016 to 8 Dec 2019)
  • Richard Steven Dziadzio

    IRN RXS02382

    • CF28 Systems and controls (24 Jul 2012 to 19 Jul 2013)
  • Robert Matthew Fairfield

    IRN RMF01083

    • CF3 Chief Executive (4 May 2012 to 21 Apr 2015)
    • CF1 Director (4 May 2012 to 21 Apr 2015)
  • Sean Robert Kilbourn

    IRN SRK00015

    • [FCA CF] Significant management (19 Mar 2021 to 10 Aug 2023)
  • Simon Leopold Fragiacomo

    IRN SXF00205

    • [FCA CF] Significant management (since 9 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.