Date authorised
1 April 2013
Companies House
06646629
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For All, Commercial, Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For All, Commercial, Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ewen Hamilton Gilmour

    IRN EHG01003

    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 23 Feb 2022)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 23 Feb 2022)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (4 Jan 2010 to 6 Mar 2016)
  • Gaurav Sah

    IRN GXS26486

    • SMF3 Executive Director (11 Mar 2022 to 1 Aug 2024)
    • SMF16 Compliance Oversight (18 Mar 2020 to 1 Aug 2024)
  • Harold Edward Clarke

    IRN HEC01023

    • SMF9 Chair of the Governing Body (12 Jul 2022 to 4 Jan 2024)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 4 Jan 2024)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 16 Nov 2022)
    • SIMF10 Chair of the Risk Committee (18 Jul 2017 to 9 Dec 2018)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (19 Oct 2015 to 6 Mar 2016)
  • Heather Roberta McKinlay

    IRN HRV01004

    • SMF9 Chair of the Governing Body (since 3 Jun 2024)
    • SMF11 Chair of the Audit Committee (20 Feb 2023 to 20 Feb 2026)
  • James Lewis Lye

    IRN JXL88109

    • SMF23 Chief Underwriting Officer (14 Jul 2020 to 10 Jan 2025)
    • Responsible for Insurance Distribution (14 Jul 2020 to 10 Jan 2025)
    • [FCA CF] Significant management (1 Sep 2019 to 10 Jan 2025)
  • James Michael Linsao

    IRN JML01193

    • SMF16 Compliance Oversight (28 Jan 2019 to 20 Nov 2019)
    • SMF5 Head of Internal Audit (10 Dec 2018 to 20 Nov 2019)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (4 Jan 2010 to 6 Mar 2016)
  • Jonathan Andrew Battle

    IRN JAB01482

    • SMF1 Chief Executive (19 Jun 2019 to 29 Dec 2020)
    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 19 Jun 2019)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF23 Underwriting Risk Oversight Officer (Lloyd's) (7 Mar 2016 to 11 Apr 2016)
    • CF1 Director (4 Jan 2010 to 6 Mar 2016)
  • Kendra Margaret Felisky

    IRN KMF01006

    • SMF11 Chair of the Audit Committee (since 26 Jul 2024)
  • Mark Carmichael Graham

    IRN MCG01023

    • SMF1 Chief Executive (since 4 Feb 2021)
    • SMF4 Chief Risk (4 Feb 2021 to 9 Feb 2021)
    • SMF7 Group Entity Senior Manager (13 May 2020 to 13 May 2020)
    • SIMF7 Group Entity Senior Insurance Manager Function (16 Oct 2017 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 16 Oct 2017)
    • CF1 Director (16 May 2012 to 6 Mar 2016)
  • Martin James Campbell

    IRN MXC00198

    • SMF23 Chief Underwriting Officer (since 27 Feb 2025)
    • [FCA CF] Significant management (since 1 Jul 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.