Annan Insurance Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Nicola Jayne Carter
IRN NXC81795
- SMF3 Executive Director (since 3 Nov 2023)
Peter Michael St. Aubyn Annan
IRN PMA00009
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 5 Apr 2007)
Richard Charles Ward
IRN RCW01072
- SMF3 Executive Director (9 Dec 2019 to 13 Mar 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 13 Mar 2023)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
Richard John Cox
IRN RJC01223
- [FCA CF] Significant management (9 Dec 2019 to 21 May 2023)
- SMF3 Executive Director (9 Dec 2019 to 15 Oct 2024)
- [FCA CF] CASS oversight function (9 Dec 2019 to 21 May 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 15 Oct 2024)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Smaller firms operating under this firm's FCA authorisation.

BTW Business Solutions Ltd (no longer appointed)
FRN 815263 · Appointed 1 Aug 2018 · Until 6 Aug 2019
Confill (Midlands) Ltd (no longer appointed)
FRN 511564 · Appointed 2 Nov 2009 · Until 20 Jan 2012
Berriman Eaton LLP (no longer appointed)
FRN 481160 · Appointed 3 Apr 2008 · Until 13 May 2014
Direct Security Systems (Midlands) Ltd (no longer appointed)
FRN 481164 · Appointed 3 Apr 2008 · Until 13 May 2014
Mixers Limited (no longer appointed)
FRN 477628 · Appointed 15 Jan 2008 · Until 19 Jan 2010

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.