Anglo-Saxons Friendly Society Limited
- FRN
- 139421
- Date authorised
- 1 April 2013
- Last scraped
- 3 weeks ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Basepoint plcThe Old RectorySpringhead Enterprise ParkSpringhead RoadGravesendKentDA11 8HNUNITED KINGDOM- Phone
- +4401474567050
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Complaints Contact
Basepoint plcThe Old RectorySpringhead Enterprise ParkSpringhead RoadGravesendKentDA11 8HNUNITED KINGDOM- Phone
- +4401474567050
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Insurance Policies
For All, Life and annuity, Permanent health
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Stockbroking
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Issues Insurance
For All, Life and annuity, Permanent health
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Investment Setup
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Keith David White
IRN KDW01022
- Director of firm who is not a certification employee or a SMF manager (25 Oct 2019 to 3 Apr 2020)
- CF28 Systems and controls (4 Jul 2008 to 26 Oct 2010)
- CF5 Director of Unincorporated Association (17 Jun 2004 to 9 Dec 2018)
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Kim Derek Harris
IRN KDH01029
- SMF9 Chair of the Governing Body (since 30 Jan 2020)
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Mark McManaman
IRN MXM03022
- SMF1 Chief Executive (27 Mar 2020 to 31 Jul 2020)
- [PRA CF] Key function holder (2 Sep 2019 to 30 Jan 2020)
- SMF25 Small Insurer Senior Management Function (10 Dec 2018 to 31 Jul 2020)
- SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 9 Dec 2018)
- CF5 Director of Unincorporated Association (16 May 2012 to 6 Mar 2016)
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Martin Charles Collins
IRN CXM00033
- SMF11 Chair of the Audit Committee (since 3 Feb 2020)
- SMF10 Chair of the Risk Committee (since 3 Feb 2020)
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Michael Philip Deacon
IRN MPD01135
- Director of firm who is not a certification employee or a SMF manager (25 Oct 2019 to 16 Sep 2022)
- CF5 Director of Unincorporated Association (21 Jan 2013 to 9 Dec 2018)
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Paul Graham Wiltshire
IRN PGW01073
- Director of firm who is not a certification employee or a SMF manager (25 Oct 2019 to 31 Jan 2024)
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Paul James Osborn
IRN PJO01071
- SMF1 Chief Executive (since 30 Apr 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (30 Apr 2021 to 1 Apr 2026)
- SMF16 Compliance Oversight (30 Apr 2021 to 1 Apr 2026)
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Peter Alan Hambelton
IRN PAH01175
- SIMF25 Small Insurer Senior Manager (21 Feb 2018 to 14 May 2018)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF5 Director of Unincorporated Association (13 Nov 2006 to 14 May 2018)
- CF3 Chief Executive (13 Nov 2006 to 27 Mar 2015)
- CF8 Apportionment and Oversight (13 Nov 2006 to 14 May 2018)
- CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 14 May 2018)
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Peter Desmond Hammond
IRN PXH01293
- CF11 Money Laundering Reporting (1 Dec 2001 to 2 May 2008)
- CF5 Director of Unincorporated Association (1 Dec 2001 to 2 May 2008)
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Robert Peter Heasman
IRN RPH01099
- SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 31 Oct 2017)
- CF3 Chief Executive (5 Jun 2015 to 6 Mar 2016)
- CF5 Director of Unincorporated Association (29 Jan 2014 to 6 Mar 2016)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.